Scattering for NLW/NLKG

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The Strauss exponent

p_0(d) = [d + 2 + \sqrt{d^2 + 12d + 4}]/2d

plays a key role in the GWP and scattering theory. We have p_0(1) = [3+\sqrt{17}]/2; p0(2) = 1 + sqrt(2);p0(3) = 2; note that p0(d − 1) is always between the L2 and H1 / 2 critical powers, and p0(d) is always between the H1 / 2 and H1 critical powers.

Another key power is

p * (d) = [d + 2 + sqrt(d2 + 8d)] / 2(d − 1)

which lies between the L2 critical power and p0(d − 1).

Caveats: the d = 1,2 cases may be somewhat different from what is stated here (partly because some of the powers here are not well-defined). Also, in many of the NLW results one needs some additional decay at spatial infinity (e.g. finiteness of the conformal energy), except in the special H1-critical case. This is because (unlike NLS and NLKG) there is no a priori bound on the L2 norm (even with conservation of energy).

Scattering for small H1 data for arbitrary NLW:

  • Known for p_*(d) < p \leq p_{H^{1/2}} Sr1981.
  • For p < p0(d − 1) one has blow-up Si1984.
  • When d = 3 this is extended to 5/2 < p \leq p_{H^{1/2}}, but scattering fails for p < 5 / 2 Hi-p3
  • When d = 4 this is extended to p0(d − 1) = 2 < p < 5 / 2, but scattering fails for p < 2 Hi-p3
  • An alternate argument based on conformal compactification but giving slightly different results are in BcKkZz1999

Scattering for large H1 data for defocusing NLW:

  • Known for p_{H^{1/2}} < p \leq p_{H^1} BaSa1998, BaGd1997 (GWP was established earlier in GiVl1987).
  • Known for p = p_{H^{1/2}}, d = 3 BaeSgZz1990
  • When d = 3 this is extended to p_*(3) < p \leq p_{H^{1/2}} Hi-p3
  • When d = 4 this is extended to p * (4) < p < 5 / 2 Hi-p3
  • For d > 4 one expects scattering when p_0(d-1) < p \leq p_{H^{1/2}}, but this is not known.

Scattering for small smooth compactly supported data for arbitrary NLW:

  • GWP and scattering when p > p0(d − 1) GeLbSo1997
  • Blow-up for arbitrary nonzero data when p < p0(d − 1) Si1984 (see also Rm1987, JiZz2003
  • At the critical power p = p0(d − 1) there is blowup for non-negative non-trivial data YoZgq-p2
    • For d = 2,3 and arbitrary nonzero data this is in Scf1985
    • For large data and arbitrary d this is in Lev1990

Scattering for small H1 data for arbitrary NLKG:

Scattering for large H1 data for defocussing NLKG:

  • In this case one has an a priori L2 bound and one does not need decay at spatial infinity.
  • Scattering is known for p_{L^2} < p \leq p_{H^1} Na1999c, Na1999d, Na2001
    • For d > 2 and p not H1-critical this is in Br1985 GiVl1985b
    • The L2-critical case p = p_{L^2} is an interesting open problem.

Scattering for small smooth compactly supported data for arbitrary NLKG:

  • GWP and scattering for p > 1 + 2 / d when d = 1,2,3 LbSo1996
    • When d = 1,2 this can be obtained by energy estimates and decay estimates.
    • In principle this extends to higher dimensions but there is a difficulty with lack of smoothness in the nonlinearity.
  • Blowup in the non-Hamiltonian case when p < 1 + 2 / d KeTa1999. The endpoint p = 1 + 2 / d remains open but one probably also has blow-up here.
    • Failure of scattering for p \leq 1+2/d was shown in Gs1973.

An interesting (and apparently under-explored) problem is what happens to these global existence and scattering results when there is an obstacle. For NLW-5 on R3 one has global regularity for convex obstacles SmhSo1995, and for smooth non-linearities there is the general quasilinear theory. If one adds a suitable damping term near the obstacle then one can recover some global existence results Nk2001.

On the Schwarzschild manifold some scattering and decay results for NLW and NLWKG can be found in BchNic1993, Nic1996, BluSf2003